PERSHING GROUP LLC

LOCKWOOD

IN THE STATEMENT, COLUMN 1, LINE 3, 19801-162 SHOULD BE DELETED, AND 19801-1620 SHOULD BE INSERTED. IN THE STATEMENT, COLUMN 1, LINE 5, PENNSYLVANIA SHOULD BE DELETED, AND DELAWARE SHOULD BE INSERTED.;[ publications, namely, newsletters and investment management profiles ];financial and investment services, namely, financial planning services, investment brokerage services, investment advisory services, and investment management services;

LOCKWOOD ADVISORS, INC.

investment advisory services;ADVISORS, INC.;

MANAGED ACCOUNT LINK

In the statement, column 1, before line 1, LFG, Inc., (Delaware Corporation), 300 Delaware Avenue, Ste. 1704, Wilmington, DE 19801-1620, by change of name from should be inserted.;financial and investment services, namely, providing investment accounts in which investment decisions are made by selected money managers;MANAGED ACCOUNT;

MANAGED ACCOUNT UTILITY

Financial management services for money managers and separate account investment advisors;MANAGED ACCOUNT;