CONNING, INC.

ADVISE

Computer software used to model financial conditions in the insurance industry;

CARATS

Investment services, namely, asset and investment acquisition, consultation, development and management services; Investment services, namely, asset acquisition, consultation, development and management services in the field of short-term account receivables; Financial services, namely, structuring of an asset class comprised of working capital finance investments; Financial planning, namely, the creation of portfolio participation product strategies for investors in the field of working capital finance investments; Financial valuation services regarding working capital finance investments;

CLOUD-IO

Providing temporary use of non-downloadable cloud-based software for performing strategic asset allocation;

CONNING ALLOCATION OPTIMIZER

Downloadable computer software for use in analyzing multiple asset allocation strategies to identify optimal investment strategies, and providing analysis and reports in connection therewith;ALLOCATION OPTIMIZER;Providing temporary use of non-downloadable cloud-based software for use in analyzing multiple asset allocation strategies to identify optimal investment strategies, and providing analysis and reports in connection therewith;

CONNING CLIMATE RISK ANALYZER

CLIMATE RISK ANALYZER;Providing temporary use of non-downloadable cloud-based software for use in quantifying the risk of climate change and governmental responses to it, on the market value and risk of investment portfolios;

FIRM

COMPUTER SOFTWARE IN THE FIELD OF FINANCIAL AND MANAGEMENT CONSULTING FOR ANALYZING CORPORATE STRATEGIES RELATING TO INSURANCE, REINSURANCE, PENSION FUNDS, ASSET MANAGEMENT AND ASSET LIABILITY MANAGEMENT;FINANCIAL SERVICES, NAMELY, ANALYSIS AND ADVICE IN THE FIELDS OF INVESTMENT MANAGEMENT AND RISK MANAGEMENT;

GEMS

Computer software used to model financial conditions facing businesses in the insurance and financial services industries;