SECURITIES BROKER DEALER SERVICES

Brand Owner (click to sort) Address Description
ARGENT INVESTMENT GROUP STERLING SAVINGS BANK 111 N. Wall Street Spokane WA 99201 Securities broker dealer services; investment management services; investment advisory services; investment of funds for others;INVESTMENT GROUP;
ARGENTIUM INVESTMENT GROUP STERLING SAVINGS BANK 111 N. Wall Street Spokane WA 99201 Securities broker dealer services; investment management services; investment advisory services; investment of funds for others;INVESTMENT GROUP;
BANKERS LIFE SECURITIES CDOC,. Inc. 11825 N. Pennsylvania Street Carmel IN 46032 Securities broker-dealer services; securities distribution and brokerage; financial investment services, namely, administering the distribution of securities, including variable annuities; mutual fund distribution; financial administration of stock exchange trading of shares and other financial securities in financial markets; all of the foregoing provided via various means, which may include but are not limited to, the Internet website, social media, telephone, in person meetings, e-mail and facsimile;as to BANKERS LIFE;SECURITIES;
FUNDPREFERRED NUVEEN INVESTMENTS, INC. 333 West Wacker Drive Chicago IL 60606 Securities broker-dealer services in the field of preferred stock;FUND PREFERRED;
GREEN STREET TRADING GREEN STREET ADVISORS 660 Newport Center Drive, Suite 800 Newport Beach CA 92260 Securities broker-dealer services;TRADING;
IF Universal Network Exchange 2675 S. Jones Blvd. Suite 104 Las Vegas NV 89146 Securities broker/dealer services, namely, providing a user with on-line non-downloadable computer software for use in processing, executing and monitoring multi-security investments;
IFUND Universal Network Exchange 2675 S. Jones Blvd. Suite 104 Las Vegas NV 89146 Securities broker/dealer services, specifically a service for transacting securities portfolio trades on-line;I FUND;
MUNIPREFERRED NUVEEN INVESTMENTS, INC. 333 West Wacker Drive Chicago IL 60606 Securities broker-dealer services in the field of stock issued by tax-exempt bond funds;
MYFUND Universal Network Exchange 2675 S. Jones Blvd. Suite 104 Las Vegas NV 89146 Securities broker/dealer services, specifically a service for transacting securities portfolios on-line;MY FUND;
NORTHILL Northill Capital (Jersey) LP 28-30, The Parade St. Heller JE1 1ZZ Jersey securities broker-dealer services, namely, purchase, sale and trading of securities; discretionary investment advisory and management services;NORTH HILL;
NORTHILL CAPITAL Northill Capital (Jersey) LP 28-30, The Parade St. Heller JE1 1ZZ Jersey securities broker-dealer services, namely, purchase, sale and trading of securities; discretionary investment advisory and management services;NORTH HILL CAPITAL;CAPITAL;
QUANTUM LEAP SECURITIES AMERICA, INC. Atten: General Counsel 12325 Port Grace Blvd. LaVista NE 68128 securities broker dealer services, namely brokerage of securities; brokerage of insurance products;
RIGGS RIGGS SECURITIES THE PNC FINANCIAL SERVICES GROUP, INC. Mail Stop PT-PTWR-18-1 Tower at PNC, 300 Fifth Avenue Pittsburgh PA 15222 Securities broker-dealer services, life and health insurance agent services, investment advisory services;SECURITIES;
SILVER INVESTMENT GROUP STERLING SAVINGS BANK 111 N. Wall Street Spokane WA 99201 Securities broker dealer services; investment management services; investment advisory services; investment of funds for others;INVESTMENT GROUP;
SILVERWOOD PARTNERS Silverwood Partners Legal and Compliance 32 Pleasant Street Sherborn MA 01770 SECURITIES BROKER-DEALER SERVICES;PARTNERS;
SYNTHETIC FUND UNX.com, Inc. 175 East Olive Blvd. Suite 200 Burbank CA 91502 Securities broker/dealer services, specifically a service for transacting securities portfolio trades on-line;
THE INDIVIDUAL FUND Universal Network Exchange 2675 S. Jones Blvd. Suite 104 Las Vegas NV 89146 Securities broker/dealer services, specifically a service for transacting securities portfolio on-line;FUND;
THE INTELLIGENT WAY TO DAY TRADE. Broadway Trading 50 Broad Street New York NY 10004 Securities broker-dealer services;
UNX DEUTSCHE BANK SECURITIES INC. 60 Wall Street New York NY 10005 Securities broker/dealer services, specifically a service for transacting securities portfolio trades on-line;
UNX Universal Network Exchange 2675 S. Jones Suite 104 Las Vegas NV 89146 Securities broker/dealer services, specifically a service for transacting securities portfolio trades on-line;
WORLDBUSINESS SECURITIES WORLDBUSINESS CAPITAL, INC. Suite 2350 One State Street Hartford CT 06103 Securities broker-dealer services;WORLD BUSINESS SECURITIES;SECURITIES;
 

Where the owner name is not linked, that owner no longer owns the brand

   
Technical Examples
  1. Systems and methods are described herein for supporting the trading of bonds in a computerized system using broker dealers as intermediaries. Broker dealers receive orders relating to particular transactions and have the option to accept the order by submitting a matching counter order, or to rebroker the order with the same or modified terms to a number of other investors or additional broker dealers. The additional broker dealers have similar options, thus providing a system wherein orders can be quickly proliferated to a large number of parties. This order proliferation can be fully or partially automated through the use of predefined rules stored in a database which dictate for each broker dealer whether, to whom and under what terms to rebroker orders. When an order is received, the system processes all such rules to output a set of orders which are then communicated to the corresponding parties.